Move from reactive compliance to a stronger, calmer, more confident program
Boutique, senior-led guidance trusted by banks and fintechs navigating regulatory scrutiny with practical solutions that work in the real world.
Trusted by banks, credit unions, and fintechs navigating heightened regulatory expectations.
The Quiet Truth About Compliance
Most compliance issues don’t begin inside the compliance department.
They start upstream - in onboarding, vendor setups, monitoring gaps, product design, or fintech partnerships that grew faster than the program behind them.
But they land on your desk.
And suddenly, you’re expected to:
prepare for exams with limited time and bandwidth
clean up years of inherited processes
keep pace with evolving expectations
protect the institution while supporting growth
solve problems you didn’t create
If you’ve been feeling stretched, overwhelmed, or unsure where the real gaps are, you’re not behind.
You’re operating in complexity.
You don’t have to carry it alone anymore.
Who We Help
We partner with foward-thinking institutions navigating increasing regulatory scrutiny, operational pressure, and the need for stronger, more sustainable compliance programs.
We support institutions experiencing heightened scrutiny, rapid growth, or internal capacity challenges.
From exam readiness to full program remediation, we help you rebuild trust with regulators, strengthen oversight, and create sustainable BSA/AML programs that work in the real world — not just on paper.
Result: clarity, credibility, and confidence going into your next exam.
Banks & Credit Unions
We help fintechs align with sponsor banks through scalable oversight frameworks, clear documentation, and controls that satisfy regulatory expectations without slowing innovation.
Whether you’re preparing for bank due diligence, launching a new product, or improving your monitoring, we make compliance a catalyst for growth — not a barrier.
Result: stronger partner relationships, faster approvals, and smoother audits.
Fintechs & Program Managers
When internal teams are stretched thin, we provide senior-level capacity, structure, and support.
From staff augmentation to independent reviews, mentoring, and system tuning, we help your team stay ahead of risk without burnout — and without sacrificing quality.
Result: experienced coverage, documented progress, and measurable relief.
Compliance & BSA Teams
Ready to turn compliance into an advantage?
Compliance issues aren’t fixed with templates or one-off tasks.
We help you solve the root problems, rebuild what’s broken, and strengthen the entire program — not just the symptoms.
And we fix the upstream issues most firms overlook — the ones that quietly create exam findings, backlogs, and operational strain.
What We Do
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For institutions facing heightened scrutiny, exam findings, or inherited programs that were never built for the growth you’ve experienced.
We help you:
Close gaps quickly and cleanly
Rebuild or upgrade the BSA/AML framework
Tune monitoring systems and alert logic
Prepare for regulatory exams with confidence
Result: a sustainable, examiner-ready program that actually works in the real world.
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For banks, credit unions, and sponsor banks navigating rapid growth, new products, or complex partnerships.
We:
Build or refine the entire compliance framework
Align controls, documentation, and governance with regulatory expectations
Evaluate fintech partners and establish scalable oversight
Turn compliance from a reactive function into a strategic asset
RESULT: A program that grows with you, supports innovation, and stands up to regulatory scrutiny.
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When internal bandwidth is stretched thin, we provide senior-level capacity — not junior bodies.
We offer:
Interim or fractional BSA Officers
Analyst support for investigations, SAR reviews, and alerts
Skilled compliance resources who understand bank and fintech environments
Support that keeps teams ahead of risk without burning them out
RESULT: Senior support that lifts the pressure off your team and keeps your program moving forward.
Need immediate support or a fresh perspective?
How We Work
A clearer, calmer, more confident path to a stronger compliance program.
We begin by uncovering what’s actually creating pressure - not just the issues on the surface. Then we align your strategy, policies, structures, and priorities with what regulators expect and your institution needs long-term.
Assess & Align
We build or remediate your BSA/AML and compliance framework so it’s exam-ready, scalable, and sustainable. Practical solutions, clean documentation, and monitoring that makes sense - without unnecessary complexity.
Build & Strengthen
We stay with you as a partner — offering senior-level guidance, staff augmentation, mentoring, and testing to keep your program strong, adaptive, and cost-controlled as your institution grows.
Support & Sustain
Who We Are
LFP Risk Solutions is a boutique, women-owned compliance consulting firm that supports community banks, credit unions, and fintechs.
We don’t believe in fluff, noise, or unnecessary work.
We don’t hand you binders that sit on shelves.
And we definitely don’t charge you through the nose for average outcomes.
We solve problems at the root — not at the surface — so your program becomes stronger, simpler, and easier to sustain.
We Don’t Say We’re Different. Our Clients Do.
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“We first hired LFP Risk Solutions to help us prepare for a regulatory exam and support our BSA program. Luisa and her team were knowledgeable, professional, and immediately added value. We continue to rely on them today as we navigate fintech/BaaS requirements — an area where we lacked internal expertise. Their team has already identified important gaps and recommended impactful improvements. I highly recommend Luisa, her team, and her firm.”
— EVP, Chief Risk Officer, First Bank
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“Luisa is AMAZING! She helped our company navigate the numerous compliance and legal pitfalls fintechs can face. She is very knowledgeable and answered every question we had along the way. We highly recommend Luisa for any company that has banking or fintech compliance needs”.
- Founder at Mango Transfer
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“Luisa’s team stepped in when our BSA department was stretched thin. Their analysts integrated seamlessly with our staff and elevated the quality of our investigations overnight. What impressed me most was that every deliverable was senior-level — no hand-holding, no rework, just real support. They gave us the breathing room we desperately needed.”
- VP, BSA Officer, Community Bank
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“We needed a partner who truly understood fintech oversight, not someone who would hand us a generic checklist. LFP helped us build a program that actually works — practical controls, real monitoring, and documentation that stands up to regulatory scrutiny. Their guidance has been invaluable as our fintech partnerships continue to grow.”
- Director of Compliance Risk & Operations, Sponsor Bank
Let’s Build What Regulators Respect
Whether you’re facing an exam, responding to findings, or preparing for growth — we’ll help you move from reactive to confident.
Every engagement starts with a focused conversation. We’ll talk about where you are today, where you need to be, and the fastest path to get there — without unnecessary layers or wasted effort.
Ready to talk strategy?
No sales pitch. Just an honest conversation about what’s working, what’s not, and how to fix it.